Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsCustomer Data InvolvedDelayed DiscoveryIdentity (basic)Government IDFinancial accountFinancial credentialsCredentialsMediumActive

Atria Wealth Solutions, Inc.

bd_45fed457f80cf4d9 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Mar 26, 2020

Filed

May 11, 2020

To disclose

7 weeks

Affected

7state residents only

Linked

6 filings

Confidence

66%

Full breach record for Atria Wealth Solutions, Inc. →2 incidents on file

Atria Wealth Solutions notified the NH AG of a phishing incident affecting 7 NH residents. Unauthorized access to an employee email account occurred on Dec 3, 2019. Data exposed included SSN, driver's license, passport, credit card numbers, CVV, and passwords. Notification sent May 7, 2020. Credit monitoring offered.

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Incident timeline

undetected · 114 days

discovery → filing · 7 weeks / 46 days

Dec 3, 2019

Begins

Mar 26, 2020

Discovered

May 11, 2020

Filed

vs. sector median

3 wks faster

This filing is one of 6 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (5) · sorted by filing gap

Washington State AGbd_43fb324aeece20652020-05-07 · +4dCandidate
California State AGbd_4754d4123d7410ef2020-05-07 · +4dVerified
Oregon State AGbd_653a0d7a323a455b2020-05-07 · +4dVerified
Montana State AGbd_8aba4f336fb47f3a2020-05-07 · +4dVerified

Show 1 more filing ↓up to 4d gap

Indiana State AGbd_ef46e538ccef29bf2020-05-07 · +4dVerified

Name: Mullen Coughlin LLC
norm: mullen coughlin

Name: Atria Wealth Solutions, Inc.
norm: atria wealth
Industry: Financial Servicesllm

Discovered: Mar 26, 2020
Breach occurred: Dec 3, 2019
Undetected for: 114 daysoccurrence → discovery
Materiality determined: —
Notification sent: May 7, 2020
Affected individuals: 7state-resident count only
Data types: Identity (basic)Government IDFinancial accountFinancial credentialsCredentials
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid Accounts
Threat actor: ExternalFinancial
Regulator citations: Notified the Office of the New Hampshire Attorney General
Initial access: phishing_link

During the incident: Launched an in-depth investigation with assistance from third-party computer forensics specialists
Provided potentially impacted individuals complimentary access to credit monitoring and identity restoration services for twelve (12) months through Experian
Provided guidance on how to better protect against the potential misuse of personal information
Advised individuals to report any suspected incidents of identity theft or fraud to their associated credit card company and/or bank
Provided information on how to place a fraud alert and security freeze on one's credit file
Encouraged individuals to contact the Federal Trade Commission, their state Attorney General, and law enforcement
Changes made: Immediately took steps to implement further security enhancements
Reviewed its existing policies and procedures to mitigate any risk associated with this incident and to better prevent future incidents
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 7 weeks(46 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 6 filings · 6 states

View merged incident ↗

Washington State AGMay 7 · first

California State AGMay 7 · first

Oregon State AGMay 7 · first

Montana State AGMay 7 · first

Indiana State AGMay 7 · first

New Hampshire State AG+4d · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/atria-wealth-solutions-20200511.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: May 11, 2020
Raw hash: d73f1ce30f2d2a739766c63f6033419cffc9c7ecb21f16ae5eb4f6e6d0168855

Linked disclosures

Regulatory filings (5) · sorted by filing gap

Reporting entityMullen Coughlin LLC

Victim entityAtria Wealth Solutions, Inc.

Incidentdiscovered Mar 26, 2020

Stated responseLaunched an in-depth investigation with assistance from third-party computer forensics specialists

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov