HackingFinancial ServicesFinanceCustomer Data InvolvedPIIIdentity (basic)LowContained

Resnick Investment Advisors, LLC

bd_31482f4413209dc9 · schema v1 · pii pii-v1

Severity

Low

Discovered

Jun 22, 2010

Filed

Jul 21, 2010

To disclose

29 days

Affected

7state residents only

Linked

2 filings

Confidence

65%

Full breach record for Resnick Investment Advisors, LLC →

Resnick Investment Advisors, Inc. notified the NH AG of an electronic network intrusion in June 2010. The intruder's motive appeared to be attacking another entity using Resnick's identity. No evidence of client data access was found, but 7 NH residents were notified as a precaution with credit monitoring offered.

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Incident timeline

undetected · 21 days

discovery → filing · 29 days

Jun 1, 2010

Begins

Jun 22, 2010

Discovered

Jul 21, 2010

Filed

vs. sector median

4 wks faster

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_cd60a48276067f3b2010-07-22 · +1dVerified

Name: Marshall, Dennehey, Warner, Coleman & Godwin, P.C.
norm: marshall dennehey warner coleman godwin
Domain: mason-resnick.pixels.com

Name: Resnick Investment Advisors, LLC
norm: resnick investment advisors
Industry: Financial Servicesllm

Discovered: Jun 22, 2010
Breach occurred: Jun 1, 2010 – Jun 22, 2010
Undetected for: 21 daysoccurrence → discovery
Materiality determined: —
Notification sent: Jul 21, 2010
Affected individuals: 7state-resident count only
Data types: PIIIdentity (basic)
Attack vector: Unauthorized Access
MITRE ATT&CK: T1190 Exploit Public-Facing Application
Threat actor: External
Regulator citations: Notified the FBINotified New Hampshire Attorney General
Initial access: exploit_public_facing

During the incident: Reported the incident to the FBI
Offering credit monitoring through Experian
Implemented additional login procedures for access to its network
Restricted remote access
Deployed additional logging and monitoring on its network
Changes made: Continually reviewing its policies and procedures
Working with its IT service provider to further enhance the security of its network
Taking necessary and appropriate steps to further secure its computer network
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 29 days(29 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

New Hampshire State AGJul 21 · first · this page

Massachusetts State AG+1d

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/resnick-20100721.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jul 21, 2010
Raw hash: 547355a8fb76232b0a22347117b2260b2610158a8d60e0e62d28be075e5d7f01

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityMarshall, Dennehey, Warner, Coleman & Godwin, P.C.

Victim entityResnick Investment Advisors, LLC

Incidentdiscovered Jun 22, 2010

Stated responseReported the incident to the FBI

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov