AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Government IDFinancial accountHighContained

MORGAN STANLEY

bd_2fb0a16ad9d0455c · schema v1 · pii pii-v1

Severity

High

Discovered

—

Filed

Jul 10, 2020

To disclose

—

Affected

32,370state residents only

Linked

7 filings

Confidence

67%

Full breach record for MORGAN STANLEY →15 incidents on file

Morgan Stanley Smith Barney LLC notified customers of two incidents involving potential exposure of unencrypted personal data. In 2016, decommissioned devices from closed data centers retained data despite wiping. In 2019, a replaced branch server with encrypted disks was lost, and a manufacturer flaw could have left deleted data unencrypted. No unauthorized access was detected. Affected data included names, account numbers, SSNs, passport numbers, DOB, and asset values. 24 months of credit monitoring via Experian was offered.

J jump to incidentP pin to compareR raw source

Incident timeline — partial

? — ?

Breach window unknown

Jul 10, 2020

Filed

—

Corroborated · see linked filings

Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.

This filing is one of 7 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (6) · sorted by filing gap

Oregon State AGbd_11f7388fd30c23a42020-07-10Candidate
Washington State AGbd_1ae5e07b0d2263112020-07-10Verified
California State AGbd_41e5015956b7b4032020-07-10Verified
New Hampshire State AGbd_547fe0a280ba343b2020-07-10Verified

Show 2 more filings ↓

Massachusetts State AGbd_a335ef95525320982020-07-10Verified
Massachusetts State AGbd_ead70df0ae64231d2020-07-10Verified

Name: MORGAN STANLEY
norm: morgan stanley
Domain: morganstanley.com

Name: MORGAN STANLEY
norm: morgan stanley
Domain: morganstanley.com
Industry: Financial Servicesllm

Discovered: —
Materiality determined: —
Notification sent: Jul 10, 2020
Affected individuals: 32,370state-resident count only
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security number
Attack vector: Third-Party / Supply Chain
MITRE ATT&CK: T1052 Exfiltration Over Physical Medium

During the incident: Worked with outside technical experts to understand the facts and any potential risks
Continuously monitored these situations
Instituted enhanced security procedures on account(s)
Arranged with Experian to provide credit monitoring and fraud detection services for 24 months
Changes made: Instituted enhanced security procedures on account(s)
Continuous fraud monitoring
Monitoring of information about malicious online activity
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 7 filings · 6 states

View merged incident ↗

Oregon State AGJul 10 · first

Washington State AGJul 10 · first

California State AGJul 10 · first

New Hampshire State AGJul 10 · first

Massachusetts State AGJul 10 · first

Montana State AGJul 10 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/Morgan-Stanley-Consumer-ltr.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jul 10, 2020
Raw hash: f57890c1855e88dc72519ce92e6540f38918710e1838c95dc1a5b414112f7511

Linked disclosures

Regulatory filings (6) · sorted by filing gap

Reporting entityMORGAN STANLEY

Victim entityMORGAN STANLEY

IncidentThird-Party / Supply Chain

Stated responseWorked with outside technical experts to understand the facts and any potential risks

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov