UnknownMedium
Carroll Financial Associates
bd_11a111e4ac35505f · schema v1 · pii pii-v2
Carroll Financial Associates reported a data breach to the Indiana Attorney General. The breach occurred on 2020-11-18 and was reported on 2021-04-28. 1 Indiana residents were affected. 1,338 individuals affected in total.
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Incident timeline
Nov 18, 2020
Begins
Apr 28, 2021
Filed
Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed1,338 affectedView incident
Evidence ladder
Leak-site claim
Attacker assertion only. Establishes: claim date, group, alleged victim.
Press / market report
Unlocks: incident narrative, operational impact. Still no compliance clock.
State AG / regulator filingThis record
Unlocks: discovery date, data types, affected count, compliance clock.
SEC 8-K / victim statement
Unlocks: materiality, stated response, full audit trail. Ceiling removed.