American Stock Transfer & Trust Company, LLC
ent_f49e05933e2e591502b500f8
Disclosures
3
State AG · 2 jurisdictions
Multi-filing incidents
2
incidents joining 2+ filings here
Max affected reported
6
as filed · State AG NH
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- American Stock Transfer & Trust Company, LLC
- Normalized
- american stock transfer— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- amstock.com
Disclosure history (3)newest first
- California State AGas victim2018-02-16
American Stock Transfer & Trust Company, LLC disclosed that an employee mistakenly sent a file containing shareholder information (names, addresses, SSNs, and financial account details) to 34 financial advisors. The file allowed advisors to potentially access data for non-clients. The company suspended access, investigated, and confirmed deletion of the files by recipients. Complimentary identity protection was offered.
- New Hampshire State AGas victim2012-04-13
American Stock Transfer & Trust Company, LLC notified the NH Attorney General of a misdelivery incident involving 6 New Hampshire residents. On April 2, 2012, beneficiary statements containing names, addresses, and tax IDs were mailed to incorrect recipients due to printing errors. The company discovered the error on April 6, 2012, sent notification letters on April 14, 2012, and offered one year of credit monitoring.
- New Hampshire State AGas victim2012-02-14
American Stock Transfer & Trust Company, LLC notified the NH Attorney General of a misdelivery incident involving 4 NH residents. On Jan 17, 2012, 1099-DIV forms containing PII (name, address, TIN) were printed with incorrect addresses and mailed. Discovered Jan 18 after returns. Notifications and credit monitoring offered Jan 24. Addresses corrected.