DisclosureLens
Compliance scorecard · 1825d

EQUUS TOTAL RETURN, INC.

2 disclosures across 1 jurisdictions · 2026-04-17 2026-04-20. Severity score: 2 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 2).

Disclosures
2

1825-day window · this entity as victim

Late clocks
0

none in window

% on-time

no clock evaluations

Severity score
2

max per incident · per-filing sum: 2

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for the source filings.

No compliance evaluations in this window.

us-federal clock not computable from the dates recorded in the filings

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings
0

late notice filings

Recurrence interval
3d

median days between incidents

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2026-04-20sec_10k_1cus-federalLow
2026-04-17sec_10k_1cus-federalLow