PhysicalLossCustomer Data InvolvedIDENTITY_BASICIDENTITY_GOVERNMENTMedium
AMERIPRISE FINANCIAL, INC.
bd_85833257e1eb2843 · schema v1 · pii pii-v1
Full breach record for AMERIPRISE FINANCIAL, INC. →A financial advisor for Ameriprise Financial, Inc. left a file cabinet containing client documents, including names and Social Security numbers, in a building he sold. The new owner of the building discovered the files on November 23, 2020, and returned them to the advisor. The incident affected one Maine resident.
Maine clockDiscovered Nov 23, 2020 → Filed with AG Jan 11, 202149d ⏱ ME AG >30d7 weeks discovery → filing
⚠ unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed1 affectedView incident
Source provenance
- Source URL
- https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/a4598f95-a5a7-45b0-9116-bf9d593c055b.shtml
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Jan 11, 2021
- Raw hash
- a5723ed19dcb123ef176091971d372c67a3f3da190f4632222013687f2f9e1bf
Reporting entity
- Name
- AMERIPRISE FINANCIAL, INC.norm: ameriprise financial
- Domain
- ameriprise.com
Victim entity
- Name
- AMERIPRISE FINANCIAL, INC.norm: ameriprise financial
- Domain
- ameriprise.com
Incident
- Discovered
- Nov 23, 2020
- Materiality determined
- —
- Notification sent
- Jan 11, 2021
- Affected individuals
- 1
- Data types
- IDENTITY_BASICIDENTITY_GOVERNMENT
- Attack vector
- Insider
Compliance
- Time to disclose
- 7 weeks(49 days from discovery to filing)
- Compliance flags
- ME AG >30d · 49d
- Discovery-date grounding
- unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
- Clock breakdown
Statute Window Elapsed Threshold Status Maine Discovered: Nov 23, 2020→ Filed with AG: Jan 11, 202149d 30 days (soft) ME AG >30d
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.