AccidentalMisdeliveryCustomer Data InvolvedPIIIDENTITY_BASICLowContained
LPL FINANCIAL LLC
bd_6ced47a618e0f3e2 · schema v1 · pii pii-v1
Full breach record for LPL FINANCIAL LLC →LPL Financial Corporation notified the New Hampshire Attorney General of a security breach involving unauthorized access to client personal information. A third-party system error on October 24, 2008, allowed four clients to view the data of 19 individuals, 12 of whom were NH residents. LPL retained Kroll Inc. to provide credit monitoring and identity theft restoration services to affected clients. Notifications were mailed in January 2009. No evidence of fraudulent activity was found.
Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed19 affectedView incident
Source provenance
- Source URL
- https://mm.nh.gov/files/uploads/doj/remote-docs/lpl-financial-20080202.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Feb 2, 2009
- Raw hash
- 99e1640026ee8ac5061573a7d745005f9fb8a9f67ebff1ea91cd26de1e4728a0
Reporting entity
- Name
- LPL FINANCIAL LLCnorm: lpl financial
- Domain
- lplfinancial.com
Victim entity
- Name
- LPL FINANCIAL LLCnorm: lpl financial
- Domain
- lplfinancial.com
Incident
- Discovered
- Oct 24, 2008
- Materiality determined
- —
- Notification sent
- Jan 1, 2009
- Affected individuals
- 19
- Data types
- PIIIDENTITY_BASIC
- Attack vector
- Misconfiguration
- Regulator citations
- Notified New Hampshire Attorney General's Office
Compliance
- Time to disclose
- 14 weeks(101 days from discovery to filing)
- Compliance flags
- — (clock not assessable for this source)
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.