DisclosureLens
AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Government IDMediumResolved

PRINCIPAL FINANCIAL GROUP, INC.

bd_1361843e8eb12abc · schema v1 · pii pii-v1

Severity

Medium

Discovered

Feb 7, 2017

Filed

Feb 27, 2017

To disclose

20 days

Affected

2state residents only

Linked

4 filings

Confidence

66%
Full breach record for PRINCIPAL FINANCIAL GROUP, INC.13 incidents on file

Principal Financial Group inadvertently sent a January 2017 Contribution Report containing names and Social Security numbers to an incorrect plan sponsor on February 7, 2017. The error was discovered when the recipient notified Principal. Two New Hampshire residents were affected. Principal instructed deletion, notified affected individuals, and offered one year of Equifax credit monitoring.

Incident timeline

discovery → filing · 20 days

Feb 7, 2017

Begins

Feb 7, 2017

Discovered

Feb 27, 2017

Filed

vs. sector median

5 wks faster

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Filing propagation · 4 filings · 2 states

View merged incident ↗
New Hampshire State AGFeb 27 · first · this page

Pattern: first filing Feb 27 (NH), last Mar 27 (MA) — a 28-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.